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About Institutional Investors

As part of a leading municipal underwriting firm to hundreds of municipalities across the U.S., FirstSouthwest Capital Markets is uniquely positioned to provide institutional investors with bonds that are consistent with their objectives. We also have the ability to consult with our professionals in public finance on how issues are structured and provide insight into an issue.

Our professionals work closely with mutual funds, bond funds, trust departments, small and large corporations, money managers, insurance companies, arbitrage accounts and hedge funds in order to understand their needs so that we can remain proactive in sharing new opportunities. 

Beyond our deep expertise in the primary and secondary markets, institutional investors will experience other benefits such as:

Access to Diverse Products. Since January 2005, FirstSouthwest is ranked No. 18 in the nation for par volume of issues completed as senior managing underwriter according to both Thomson Reuters and MuniAnalytics®.

Personalized Service. Our professionals seek to understand the unique circumstances and investment goals of each client.

Responsiveness. Our professionals are continuously accessible and immediately responsive to client queries.

Consistent Delivery. We are consistent in the quality of services we deliver to each client.

Advice with Integrity
. We provide analytically sound advice shaped wholly by what is in the best interest of each client. 

Bond Offerings

Last updated: 3/11/2010 2:33:35 PM EST
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ParMoodyS&PCusipIssuerIns.BQCouponMaturityYTWPriceNext CallCall PriceDescriptionDatedRatingYTMYTCState
 25Baa1NR50547NBC7LACEY MUDNATLN5.10011/01/20101.850102.016  LACEY MUD
TAXABLE-NATL RE INSD
08/01/2002Baa1/NR/WD1.8501.850NJ
 340Aa2N.A.548210LS0TWP OF LOWER MAKEFIELD, PA-Y2.00006/15/20110.450101.835  TWP OF LOWER MAKEFIELD, PA
GO REF BDS SER OF 2010 BE BQ
04/01/2010Aa2/N.A./N.A.0.4500.450PA
 50Aa3AAA082869JM1BENTON CNTY WASH PUD #1FSAN5.25011/01/20111.000106.832  BENTON CNTY WASH PUD #1
ELEC REV RFDG-SER A FSA
12/01/2001Aa3/AAA/A1.0001.000WA
 25Aa3AAA052414BQ1AUSTIN TEX ELEC UTIL SYS REV-N4.00011/15/20110.550105.705  AUSTIN TEX ELEC UTIL SYS REV

02/15/2002Aa3/AAA/AA-0.5500.550TX
*150Aa3AAA20775RBB6CONNECTICUT ST SPL ASSMTAGMN5.00001/01/20120.500104.546  CONNECTICUT ST SPL ASSMT
SEPRE-REFUNDED 01/01/11 @ 101
AGM INSD
10/01/2000Aa3/AAA/AA0.5000.500CT
 100Aa3AA072024CK6BAY AREA TOLL AUTH CALIF TOLL-N3.75004/01/20120.750106.066  BAY AREA TOLL AUTH CALIF TOLL BRDG REV S
AN FRANCISCO BAY AREA-SER F HIGHWAY IMPS
FED & ST TAX-EXEMP
04/25/2006Aa3/AA/AA-0.7500.750CA
 15N.A.AA650014ND1NY STATE THRUWAY AUTH SEC GEN-N5.00004/01/20121.267107.500  NY STATE THRUWAY AUTH SEC GEN
HWY & BRDG TST FD BDS SER 2008B
09/04/2008N.A./AA/AA-1.2671.267NY
 0A3NR606901YX8MISSOURI ST HEALTH & EDL FACSNATL REN4.50004/01/20121.100103.51104/01/2011100.00MISSOURI ST HEALTH & EDL FACS AUTH EDL F
ACS REV WEBSTER UNIV UNIV. & COLLEGE IMP
FED & ST TAX-EXEMP NATL-RE INSURED
03/02/2001A3/NR/A-2.7201.100MO
 200Aa2AA+416489GF3HARTFORD CNTY CONN MET DISTAMBACN5.00005/01/20120.900108.609  HARTFORD CNTY CONN MET DIST
AMBAC INSD
11/01/2004Aa2/AA+/WD0.9000.900CT
 580Aa1N.A.236091H64DANE CNTY WI-N2.00006/01/20120.680102.855  DANE CNTY WI
GO REF BONDS SER 2010B BE
03/15/2010Aa1/N.A./AA+0.6800.680WI
 20NRAA609566WX8MONMOUTH CNTY N J IMPT AUTH RAMBACN5.00007/15/20121.250108.585  MONMOUTH CNTY N J IMPT AUTH REV
PROJ-B-AMBAC INSD
07/15/2002NR/AA/WD1.2501.250NJ
 100N.A.AAA032645CS0ANAHUAC ISD TXPSFN2.00002/15/20131.000102.864  ANAHUAC ISD TX
ULT SCHL BLDG BDS SER 2010 BQ
PSF GTD
03/01/2010N.A./AAA/N.A.1.0001.000TX
 230N.A.AAA649143FS8NEW WAVERLY ISDPSFY2.00002/15/20131.100102.537  NEW WAVERLY ISD
ULT REF BONDS 2010
CURRENT INTEREST BONDS BQ
03/01/2010N.A./AAA/N.A.1.1001.100TX
 230N.A.AAA649902P23NEW YORK ST DORM AUTH ST PERS-N1.89802/15/20131.850100.134  NEW YORK ST DORM AUTH ST PERS INCOME TAX
REV TAXABLE-SER B PUBLIC IMPS. POLLUTIO
FED TAXABLE/ST TAX
03/11/2010N.A./AAA/AA-1.8501.850NY
 6585Aa3N.A.186054FH0ISD NO. 2 OF CLEVELAND CNTY O-N2.00005/01/20131.200102.343  ISD NO. 2 OF CLEVELAND CNTY OK
GO COMBINED PURP BDS SER 2010
05/01/2010Aa3/N.A./N.A.1.2001.200OK
 500Aa1N.A.236091H72DANE CNTY WI-N2.00006/01/20130.930103.348  DANE CNTY WI
GO REF BONDS SER 2010B BE
03/15/2010Aa1/N.A./AA+0.9300.930WI
 630Aa2N.A.548210LU5TWP OF LOWER MAKEFIELD, PA-Y2.25006/15/20131.000103.912  TWP OF LOWER MAKEFIELD, PA
GO REF BDS SER OF 2010 BE BQ
04/01/2010Aa2/N.A./N.A.1.0001.000PA
 30NRAA023357DL7AMBRIDGE PENN TAXABLE-PENSION-N0.00011/15/20133.72087.242  AMBRIDGE PENN TAXABLE-PENSION
PENSION FUNDING UTGO
FED TAXABLE/ST TAX
05/24/2006NR/AA/N.A.3.7203.720PA
 100N.A.AAA649902PC1NEW YORK ST DORM AUTH ST PERS-N3.75012/15/20131.400108.548  NEW YORK ST DORM AUTH ST PERS INCOME TAX
REV ECONOMIC DEV & HSG-SER A HOUSING
FED & ST TAX-EXEMP
03/12/2008N.A./AAA/AA-1.4001.400NY
 15NRNR446873AZ4HUNTLEY ILL PK DISTNATL REN4.95001/01/20142.047105.35001/01/2012100.00HUNTLEY ILL PK DIST
FED BQ-NATL RE INSD
06/01/2001NR/NR/WD3.4672.040IL
 300Aa3AA018106BA1ALLEN TEX INDPT SCH DIST SCH-N4.00002/15/20141.050111.282  ALLEN TEX INDPT SCH DIST SCH BLDG-SER A
SCHOOL IMPS. UTGO
FED TAX-EXEMPT
08/01/2009Aa3/AA/N.A.1.0501.050TX
 0Aa3AAA457218JM8INKSTER MICH G OFSAN4.25003/01/20142.386107.000  INKSTER MICH G O

06/01/2006Aa3/AAA/WD2.3862.386MI
 15Baa1AA238253RU4DAUPHIN CNTY PANATL REN5.00003/01/20142.850107.992  DAUPHIN CNTY PA
TAXABLE-NATL RE INSD
05/15/2004Baa1/AA/WD2.8502.850PA
 425Aa3NR272556KM2EAST GREENBUSH CENT SCHL DISTASSURDY3.00003/15/20141.400106.190  EAST GREENBUSH CENT SCHL DIST
NY SCHL DIST SERIAL BDS 2010 BQ
AGC INSD
03/15/2010Aa3/NR/1.4001.400NY
 7765Aa3N.A.186054FJ6ISD NO. 2 OF CLEVELAND CNTY O-N2.00005/01/20141.500101.930  ISD NO. 2 OF CLEVELAND CNTY OK
GO COMBINED PURP BDS SER 2010
05/01/2010Aa3/N.A./N.A.1.5001.500OK
 655Aa2N.A.548210LV3TWP OF LOWER MAKEFIELD, PA-Y2.25006/15/20141.300103.859  TWP OF LOWER MAKEFIELD, PA
GO REF BDS SER OF 2010 BE BQ
04/01/2010Aa2/N.A./N.A.1.3001.300PA
 50Aa3A+49151EQS5KENTUCKY ST PPTY & BLDGS COMMNATL REN5.02010/01/20143.100108.074  KENTUCKY ST PPTY & BLDGS COMMN
PROJ #78-TAXABEL-NATL-RE INSD
10/09/2003Aa3/A+/AA-3.1003.100KY
 5NRNR6845034E2ORANGE CNTY FLA HEALTH FACS-N3.75001/01/20153.000103.320  ORANGE CNTY FLA HEALTH FACS
NEMOURS FNDTN HLTH, HOSP, NURS
01/26/2005NR/NR/WD3.0003.000FL
 455Aa3NR272556KN0EAST GREENBUSH CENT SCHL DISTASSURDY3.00003/15/20151.750105.949  EAST GREENBUSH CENT SCHL DIST
NY SCHL DIST SERIAL BDS 2010 BQ
AGC INSD
03/15/2010Aa3/NR/1.7501.750NY
 1885Aa3AA97705LFW2WISCONSIN STNATL REN5.00005/01/20151.730115.969  WISCONSIN ST

FED TAX-EXEMPT/ST NATL-RE INSURED
02/10/2005Aa3/AA/AA-1.7301.730WI
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* - Denotes Pre-Refunded Offering

This document is intended for illustrative purposes only, and is not a solicitation, commitment or offer. The information herein & the data underlying it has been obtained from sources that we believe are reliable, but no assurance can be given that this information is accurate or complete or that the returns or yields described can be obtained. First Southwest Co. or its employees may take the other side of any order by you, enter into transactions contrary to any recommendations herein, or have positions or make markets in the securities mentioned herein or options or futures contracts relating thereto and may also have performed investment banking services or public finance services. The investments discussed herein may not be suitable for all investors, you should consult your own investment advisor.

Underwriting Calendar

Sales TypeIssuerStateDescriptionPar AmountPricingMaturityBQ
NegotiatedMcKinney ISDTXUT Schol Bldg Rfdg Bds, Sr10$32,044,949.003/11/2010 No
CompetitiveSeattle, WAWATxbl Lim Tax GO Imp S10-A (BABs)$58,235,000.003/11/201020-30No
CompetitiveFlagstaff USD, AZAZSchl Imp Bonds Proj of 06, S10-C$23,100,000.003/11/201012-22Yes
CompetitiveSeattle, WAWALim Tax GO Imp & Rfdg S10-B$143,190,000.003/11/201010-31No
CompetitiveMultnomah Co.,ORORGO Bonds, S10$9,800,000.003/11/201011-17No
CompetitiveScituate, MAMAGO BANS 10$5,700,123.003/11/2010 Yes
NegotiatedKrum ISDTXUT Rfdg S10$2,570,000.003/11/2010 Yes
NegotiatedFrenship ISDTXSch Bld Bds, S 10$12,500,000.003/11/2010 Yes
NegotiatedBrownwoodTXGO Rfdg S10$5,185,000.003/11/2010 No
NegotiatedClifton ISDTXUT Rfdg S10 (Tent)$0.00  No
NegotiatedMaine Govt Fac AuthMELease Rental Rev Rfdg S10-A$29,460,000.00 10-22No
NegotiatedTrinity River AuthTXContract Rev Ref Bonds (Huntsville) S10A$1,825,000.003/15/2010 No
NegotiatedTrinity River AuthTXContract Rev Ref Bonds (Huntsville) S10B$1,765,000.003/15/2010 No
NegotiatedTrinity River AuthTXContract Rev Ref Bonds (Huntsville) S10C$7,625,000.003/15/2010 No
NegotiatedStillwater, OKOKGO Rfdg Bonds, S10$8,390,000.003/15/2010 No
CompetitivePennridge SD, PAPAGO Bonds, S10$8,375,000.003/15/201011-24Yes
CompetitiveEast Stroudsburg Area SD, PAPAGO S10$12,215,000.003/15/201010-14Yes
CompetitiveJamestown PSD #1, NDNDGO Schl Bldg Rfdg S10$13,455,000.003/15/201012-17Yes
CompetitiveNorthampton MUDTXUT Bonds, S10$4,000,000.003/15/201011-34Yes
NegotiatedNewport, RIRIRfdg Bonds 10$13,300,000.003/16/2010 No
NegotiatedHuntsvilleTXGO Bds S10$3,500,000.003/15/2010 No
NegotiatedKansas City, MOMOTaxable GO Imprvmnt (RZED) Bds S10B$10,195,000.003/16/2010 No
CompetitiveOrlando, FLFLCap Imp Rfdg S10-A$10,000,000.003/16/201015-16No
CompetitiveOrlando, FLFLCap Imp Rfdg S10-B$20,360,000.003/16/201011-22No
CompetitiveWake Co, NCNCT/E GO Pub Imp Bonds, S10-A$86,295,000.003/16/201011-23No
CompetitiveHobbs Muni SD #16, NMNMGO Schl Bonds, S10$20,000,000.003/16/201015-26Yes
CompetitiveHoosick Falls CSD, NYNYSchl Dist Serial Bonds, S10$7,511,000.003/16/201011-23Yes
CompetitiveBellwood-Antis SD, PAPAGO Bonds S10$5,150,000.003/16/201010-14Yes
CompetitiveBellwood-Antis SD, PAPAGO Bonds S10-A$2,170,000.003/16/201011-18Yes
CompetitiveTrophy Club MUD 1TXUT Bonds, Series 2010$2,000,000.003/16/201012-33Yes
CompetitiveHarris Co MUD 399TXUT Bonds, S10$2,540,000.003/16/201011-36Yes
CompetitiveMultnomah Co.,ORORGO Rfdg S10$48,455,000.003/16/201010-16No
CompetitiveManchester, PAPAGO S10$7,975,000.003/16/201010-24Yes
CompetitiveCanton, TXTXUtility Syst Rev Bonds, S10$1,060,000.003/16/201010-30Yes
CompetitiveBelknap Co, NHNHGO TANs 10$7,300,000.003/16/2010 Yes
NegotiatedOrlando-Orange Co Exp AuthFLRev Bds, S10A$350,000,000.003/16/2010 No
NegotiatedKansas City, MOMOGO Improvment & Rfdg Bds, S2010A$33,330,000.003/16/2010 No
NegotiatedNew York City Muni Wtr Fin AuthNYWtr & SS Sec Gen Res Rev, Fiscal S 10-FF$360,000,000.00  No
CompetitiveWisconsinWIGO S10-A$143,525,000.003/17/2010 No
CompetitiveOdessa-Montour Ctrl SD, NYNYSchl Dist Rfdg Serial Bonds, S10$5,770,000.003/17/201010-20Yes
CompetitiveChesterfield Co SD, SCSCGO Rfdg S10$25,855,000.003/17/201013-23Yes
CompetitiveSevier Co SD BOE, UTUTGO Rfdg S10$7,180,000.003/17/201011-16Yes
CompetitiveCarroll County, NHNHGO TANs 10$8,000,000.003/18/2010 No
CompetitiveCoventry, RIRIGO Bans S10$3,500,000.003/18/2010 No
NegotiatedIllinoisILGO BABS 2010-3$700,000,000.003/18/2010 No
CompetitiveYork, MEMEGO Rfdg S10$10,785,000.003/18/201011-20Yes
CompetitiveWolfe Co Pub Props Corp, KYKYFirst Mortg Rev S10 (Justice Center Proj)$12,145,000.003/18/2010 No

Upcoming Events

FirstSouthwest professionals attend numerous industry conferences, exhibitions and trade shows around the country each year. Our schedule of upcoming events appears below. For details, please contact Katie Honea, FirstSouthwest Corporate Event Coordinator, at 214.953.4081 or katie.honea@firstsw.com.

  • May 5-7, 2010

    TBA Annual Convention and Expo

    San Antonio TX

    Visit the MC Planning booth at the Texas Bankers Association (TBA) Annual Convention and Exposition in San Antonio, Texas.
     
     

     


Upcoming Events

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  • Carl Giles
  • Managing Director
  • Capital Markets
  • 214.953.4000
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