About Institutional Investors

As part of a leading municipal underwriting firm to hundreds of municipalities across the U.S., FirstSouthwest Capital Markets is uniquely positioned to provide institutional investors with bonds that are consistent with their objectives. We also have the ability to consult with our professionals in public finance on how issues are structured and provide insight into an issue.

Our professionals work closely with mutual funds, bond funds, trust departments, small and large corporations, money managers, insurance companies, arbitrage accounts and hedge funds in order to understand their needs so that we can remain proactive in sharing new opportunities. 

Beyond our deep expertise in the primary and secondary markets, institutional investors will experience other benefits such as:

Access to Diverse Products. From January 2005 to November 2010, FirstSouthwest is ranked No. 20 in the nation for par volume and number of issues completed as senior managing underwriter according to both Thomson Reuters and MuniAnalytics┬«.

Personalized Service. Our professionals seek to understand the unique circumstances and investment goals of each client.

Responsiveness. Our professionals are continuously accessible and immediately responsive to client queries.

Consistent Delivery. We are consistent in the quality of services we deliver to each client.

Advice with Integrity
. We provide analytically sound advice shaped wholly by what is in the best interest of each client. 

Underwriting Calendar

Sales TypeIssuerStateDescriptionPar AmountPricingMaturityBQ
NegotiatedSpringtown ISD, TXTXUT Refdg Bds, S14$9,445,000.00  No
CompetitiveMadison Cnty, MSMSGO Road and Bridge Bds, S14$15,000,000.0011/3/2014 No
NegotiatedMidlothian ISD, TXTX UT Refdg Bds, S14A$9,302,338.0011/4/2014 No
CompetitiveAppalachian State UnivNCGen Rev Refdg Bds, S14C$21,165,000.0011/4/2014 No
CompetitiveHarris Co MUD 172, TXTXUT Bds, S14$2,400,000.0011/4/2014 Yes
CompetitiveLouisville/Jefferson Co Swr Dist, KYKYSwr and Drg Sys Rev Bds, S14A$80,000,000.0011/4/2014 No
CompetitiveFort Bend Co MUD 47, TXTXUT Bds, S14$4,090,000.0011/4/2014 Yes
CompetitiveSulphur Springs, TXTX Comb Tax and Ltd Surp Rev CO's , S14$5,350,000.0011/4/2014 Yes
CompetitiveHarris Co MUD 168, TXTXUT Bds, S14$4,450,000.0011/4/2014 Yes
NegotiatedState of California Pub Works BoardCALease Rev Refdg Bds, S14-I$16,800,000.0011/5/2014 No
NegotiatedState of California Pub Works BoardCALease Rev Refdg Bds, S14-G$139,480,000.0011/5/2014 No
NegotiatedState of California Pub Works BoardCALease Rev Refdg Bds, S14-H$78,820,000.0011/5/2014 No
CompetitiveNew York City Trans Fin AuthNY Future Tax Sec Sub Bds Sub Ser B2 Txble $150,000,000.0011/5/2014 No
CompetitiveFrisco ISD, TXTXUT Sch Bldg Bds, S14$170,000,000.0011/5/2014 No
CompetitiveMetro, ORORGO Redg Bds, S14$58,935,000.0011/5/2014 No
CompetitiveCrosby ISD, TXTXUT Sch Bldg Bds S14$9,500,000.0011/5/2014 Yes
CompetitiveJohnson Co, KSKSRefdg Bds, S14B$40,260,000.0011/5/2014 No
CompetitiveJohnson Co, KSKSGO Internal Imp Bds, S14A$22,320,000.0011/5/2014 No
NegotiatedNew York City Trans Fin AuthNYFuture Tax Sec Sub Bds, S15B$700,000,000.0011/3/2014 No
CompetitiveSienna Plantation Management Dist, TXTXUTIC Contr Rev Bds, S14$4,020,000.0011/6/2014 Yes
CompetitiveBoerne, TXTXGO Refdg Bds, S14$8,850,000.0011/6/2014 Yes
CompetitivePost Wood MUD, TXTXWW and SS Comb Tax and Rev Bds, S14$3,305,000.0011/6/2014 Yes
CompetitiveAlief ISD, TXTXUT Refdg Bds, S14 $9,305,000.0011/6/2014 Yes
CompetitiveTravis Co MUD 11, TXTXUT Bds, S14$4,070,000.0011/6/2014 Yes

Upcoming Events

Bond Offerings

The FirstSouthwest Bond Offerings is currently undergoing maintenance. Please contact your sales representative for our current bond offerings at 214.953.4000 




  • Carl Giles
  • Managing Director
  • Capital Markets
  • 214.953.4000
  • Read Bio