Home
Home

About Institutional Investors

As part of a leading municipal underwriting firm to hundreds of municipalities across the U.S., FirstSouthwest Capital Markets is uniquely positioned to provide institutional investors with bonds that are consistent with their objectives. We also have the ability to consult with our professionals in public finance on how issues are structured and provide insight into an issue.

Our professionals work closely with mutual funds, bond funds, trust departments, small and large corporations, money managers, insurance companies, arbitrage accounts and hedge funds in order to understand their needs so that we can remain proactive in sharing new opportunities. 

Beyond our deep expertise in the primary and secondary markets, institutional investors will experience other benefits such as:

Access to Diverse Products. Since January 2005, FirstSouthwest is ranked No. 18 in the nation for par volume of issues completed as senior managing underwriter according to both Thomson Reuters and MuniAnalytics®.

Personalized Service. Our professionals seek to understand the unique circumstances and investment goals of each client.

Responsiveness. Our professionals are continuously accessible and immediately responsive to client queries.

Consistent Delivery. We are consistent in the quality of services we deliver to each client.

Advice with Integrity. We provide analytically sound advice shaped wholly by what is in the best interest of each client. 

Bond Offerings

Last updated: 2/4/2012 1:25:20 AM EST
Refresh every:   
12345
ParMoodyS&PCusipIssuerIns.BQCouponMaturityYTWPriceNext CallCall PriceDescriptionDatedRatingYTMYTCState
 20A2NR295084CJ4ERIE CNTY NY PUB IMPT-SER BNATL-N5.25004/01/20120.750100.659  ERIE CNTY NY PUB IMPT-SER B
PUBLIC IMPS. UTGO
FED & ST TAX-EXEMP NATL-RE INSURED		08/19/2004A2/NR/A0.7500.750NY
 30Aa3AA-115065QL1BROWARD CNTY FL SCH BRD SER AAGMN5.00007/01/20120.600101.742  BROWARD CNTY FL SCH BRD SER A
SCHOOL IMPS.
FED TAX-EXEMPT AGM INSURED		06/06/2006Aa3/AA-/A+0.6000.600FL
 75AaaAAA199491RW3COLUMBUS OH LTD TAX-SER 2-N5.50007/01/20120.300102.062  COLUMBUS OH LTD TAX-SER 2
PUBLIC IMPS. HIGHWAY IMPS. LTGO
FED & ST TAX-EXEMP		07/27/2004Aaa/AAA/N.A.0.3000.300OH
 0Aa3NR928844DP1VOLUSIA CNTY FL TOUR DEV TAXAGMN3.37512/01/20120.750100.19503/05/2012100.00VOLUSIA CNTY FL TOUR DEV TAX REVENUE REF
REFUNDING BONDS
FED TAX-EXEMPT AGM INSURED		09/15/2002Aa3/NR/A3.1270.750FL
 0MIG2NR295200TT6ERIE CNTY PA HOSP AUTHUSDAN3.00012/01/20120.400100.19403/05/2012100.00ERIE CNTY PA HOSP AUTH
USDA INSD
01/12/2011MIG2/NR/NR2.7540.400PA
 204AAANR961165R41TOWN OF WESTON, MA-N2.00002/01/20130.250101.712  TOWN OF WESTON, MA
GO MUNI PURP LN OF 2012 BONDS
02/01/2012AAA/NR/NR0.2500.250MA
 405Aa1AA349460X91FORT WORTH TX INDEP SCH DIST-N5.00002/15/20130.280104.801  FORT WORTH TX INDEP SCH DIST REF-SCH BLD
G REFUNDING BONDS SCHOOL IMPS. UTGO
FED TAX-EXEMPT		04/01/2009Aa1/AA/N.A.0.2800.280TX
 200N.A.AAA64990EBP1NEW YORK ST DORM AUTH ST PERS-N4.00002/15/20130.300103.763  NEW YORK ST DORM AUTH ST PERSONAL INCOME
TAX REVENUE UNREFUNDED-SER A HLTH, HOSP
FED & ST TAX-EXEMP		03/11/2010N.A./AAA/AA0.3000.300NY
 225WRAA-64983RAH0NEW YORK ST DORM AUTH REVENUEAMBACN4.25002/15/20130.400103.912  NEW YORK ST DORM AUTH REVENUES ST SUPPOR
TED DEBT MENTAL HEALTH SVCS FACS IMPT-A
FED & ST TAX-EXEMP AMBAC INSURED		02/24/2005WR/AA-/AA-0.4000.400NY
 100Aa3AA-574300DY2MARYLAND ST TRANSPRTN AUTH TRAGMN5.25007/01/20130.220107.013  MARYLAND ST TRANSPRTN AUTH TRANSPRTN FAC
S PROJ REVENUE TRANSIT IMPS.
FED & ST TAX-EXEMP AGM INSURED		07/01/2004Aa3/AA-/AA-0.2200.220MD
 0AaaN.A.206273ZD9CONCORD MA MUN PURP LN-N2.00001/15/20140.700102.495  CONCORD MA MUN PURP LN
REFUNDING NOTES PUBLIC IMPS. LTGO
BANK QUALIFIED		01/15/2010Aaa/N.A./N.A.0.7000.700MA
 55NRAA-798662DR0CITY OF SAN LUIS OBISPO, CA-N4.00006/01/20140.550107.920  CITY OF SAN LUIS OBISPO, CA
2012 WATER REV REF BDS
01/31/2012NR/AA-/AA0.5500.550CA
 300Aa2AA64966DRP6NEW YORK NY SER EAGMN3.50011/01/20140.650107.700  NEW YORK NY SER E
PUBLIC IMPS. UTGO
FED & ST TAX-EXEMP AGM INSURED		11/10/2004Aa2/AA/AA0.6500.650NY
 25N.N.36160UB85GE CAP FINL INC RETAIL-N1.55011/24/20141.100101.232  GE CAP FINL INC RETAIL
CERTIFIACTE OF DEPOSIT
11/23/2011N./N./N.1.1001.100 
 0Aa1AA+57582PVU1THE COMMONWEALTH OF MA-N2.00001/01/20150.600104.014  THE COMMONWEALTH OF MA
GO REF BDS 2010 SER B
07/29/2010Aa1/AA+/AA+0.6000.600MA
 965Aa3AA-533339C39SUBJ Lincoln Co NC-N2.00006/01/20150.670104.351  CNTY OF LINCOLN NC
GO REF BONDS SER 2012
01/30/2012Aa3/AA-/AA0.6700.670NC
 600Aa2AA-971567KS0WILMINGTON DE SER AAGMN5.00006/01/20150.600114.414  WILMINGTON DE SER A
REFUNDING BONDS UTGO
FED & ST TAX-EXEMP AGM INSURED		05/31/2007Aa2/AA-/AA-0.6000.600DE
 0N.N.381426KQ7GOLDMAN SACHS BANK USA-N4.85006/18/20151.380111.349  GOLDMAN SACHS BANK USA
CERTIFICATE OF DEPOSIT
06/18/2008N./N./N.1.3801.380 
 125N.A.AA+917396BD4UTAH CNTY UT SALES TAX REVENU-N5.00011/01/20150.730115.685  UTAH CNTY UT SALES TAX REVENUE
PUBLIC IMPS.
BANK QUALIFIED		08/01/2006N.A./AA+/N.A.0.7300.730UT
 685Aa2NR839134DB6S ORANGE VLG TWP NJ REF UTGO-N3.00011/01/20150.900107.686  S ORANGE VLG TWP NJ REF UTGO

01/31/2012Aa2/NR/N.A.0.9000.900NJ
 130N.A.AA+169256CH5TOWN OF CHILMARK MA-N2.00002/01/20160.630105.354  TOWN OF CHILMARK MA
GO WHARF RECON BDS OF 2012 BQ
02/01/2012N.A./AA+/N.A.0.6300.630MA
 165Aa2 611730FQ0SUBJ Monson MA-Y3.00003/01/20160.900108.321  TOWN OF MONSON MA
STATE QUAL GO SCHL REF BDS BQ
02/15/2012Aa2//0.9000.900MA
 140Aa3N.A.669402TN9CITY OF NORWICH CT-N2.00004/15/20160.700105.328  CITY OF NORWICH CT
GO REF BDS ISSUE OF 2012 BQ
02/15/2012Aa3/N.A./N.A.0.7000.700CT
 255Aa3AA-533339C47SUBJ Lincoln Co NC-N2.00006/01/20160.800105.081  CNTY OF LINCOLN NC
GO REF BONDS SER 2012
01/30/2012Aa3/AA-/AA0.8000.800NC
 25Aa1AA582171NM2MCLENNAN CNTY TX-N3.00006/01/20161.000108.422  MCLENNAN CNTY TX
GO REF BDS SER 2009
06/01/2009Aa1/AA/N.A.1.0001.000TX
 655Aa1AA-29270CME2ENERGY N W WA ELEC REVENUE RE-N5.00007/01/20160.750118.348  ENERGY N W WA ELEC REVENUE REF-PROJ 3-SE
R A REFUNDING BONDS
FED TAX-EXEMPT		04/20/2006Aa1/AA-/AA0.7500.750WA
 50A1A-981305XP5WORCESTER MA AMT-SER BAMBACN4.25008/15/20160.250103.07308/15/2012101.00WORCESTER MA AMT-SER B
PUBLIC IMPS. REFUNDING NOTES LTGO
AMT/ST TAX-EXEMPT AMBAC INSURED		08/15/2002A1/A-/AA-3.5090.250MA
 25N.N.02586TA79AMERICAN EXPRESS CENTURION-N3.35009/02/20161.550107.899  AMERICAN EXPRESS CENTURION
CERTIFICATE OF DEPOSIT
09/02/2009N./N./N.1.5501.550 
 130N.A.AA+169256CJ1TOWN OF CHILMARK MA-N2.00002/01/20170.730106.180  TOWN OF CHILMARK MA
GO WHARF RECON BDS OF 2012 BQ
02/01/2012N.A./AA+/N.A.0.7300.730MA
 170Aa2 611730FR8SUBJ Monson MA-Y3.00003/01/20171.050109.555  TOWN OF MONSON MA
STATE QUAL GO SCHL REF BDS BQ
02/15/2012Aa2//1.0501.050MA
12345
* - Denotes Pre-Refunded Offering

This document is intended for illustrative purposes only, and is not a solicitation, commitment or offer. The information herein & the data underlying it has been obtained from sources that we believe are reliable, but no assurance can be given that this information is accurate or complete or that the returns or yields described can be obtained. First Southwest Co. or its employees may take the other side of any order by you, enter into transactions contrary to any recommendations herein, or have positions or make markets in the securities mentioned herein or options or futures contracts relating thereto and may also have performed investment banking services or public finance services. The investments discussed herein may not be suitable for all investors, you should consult your own investment advisor.

Underwriting Calendar

Sales TypeIssuerStateDescriptionPar AmountPricingMaturityBQ
CompetitiveDeerfield Vlg, ILILGO Bds, S12$10,000,000.002/6/2012 Yes
CompetitiveUpper Moreland Twp, PAPA GO Notes, S12$5,300,000.002/6/2012 Yes
CompetitiveWestonka ISD 277, MNMNGO Sch Bldg Rfdg Bds, S12B$2,115,000.002/6/2012 No
CompetitiveBurlington, IAIAGO Rfdg Bds, S12B$3,390,000.002/6/2012 Yes
CompetitiveISD No 12 Oklahoma Co OKOKGO Comb Purp Bds, S12$23,380,000.002/6/2012 No
NegotiatedFort Bend Co MUD 118, TXTX UT Rfdg Bds, S12$9,835,000.002/7/2012 Yes
NegotiatedBella Vista MUD, TXTXUT Rfdg Bonds S12$3,215,000.002/7/2012 Yes
NegotiatedConroe ISD, TXTXUT Sch Bldg & Rfdg Bds, S12$153,640,000.002/7/2012 No
CompetitiveCollege of Charleston, SCSCHigher Ed Fac Rev Rfdg Bds, S12A$24,175,000.002/7/2012 No
CompetitiveIowa BOR, IAIAAthletic Fac Rev Bds, S12$25,845,000.002/7/2012 No
CompetitiveLincoln Co, NCNCGO Rfdg Bds, S12$19,820,000.002/7/2012 No
CompetitiveRochelle Pk Twp, NJNJGen Imp Bds, S12$8,025,000.002/7/2012 Yes
CompetitiveColonial Heights, VAVAGO Pub Imp & Rfdg Bds, S12$22,015,000.002/7/2012 No
CompetitiveManhattan, KSKS GO Temp Notes, S12-01$5,840,000.002/7/2012 No
CompetitiveKenton Co SDFC KYKYSch Bldg Rev Rfdg Bds, S12$43,975,000.002/7/2012 No
CompetitivePineville SD 52, LALAGO Sch Bds, S12$20,685,000.002/7/2012 No
NegotiatedHarris Co FWSD 61, TXTXUT Rfdg Bds, S12$6,805,000.002/8/2012 Yes
NegotiatedFort Bend Co MUD 30, TXTXUT Rfdg Bds, S12$9,725,000.002/8/2012 Yes
NegotiatedCypress-Fairbanks ISD, TXTX UT Sch Bldg & Rfdg Bds, S12$113,765,000.002/8/2012 No
CompetitiveKnox County, TNTNGO Bds, S12$37,100,000.002/8/2012 No
CompetitiveSturbridge, MAMAGO Muni Purp Ln Bds, S12$10,786,000.002/8/2012 No
CompetitiveDartmouth, MAMAGO Muni Purp Ln Bds, S12$4,080,000.002/8/2012 Yes
CompetitiveRandolph Twp BOE, NJNJ Sch Bds, S12$11,667,000.002/8/2012 No
CompetitiveAlpine SD BOE, UTUTGO Sch Bldg Bds, S12$52,000,000.002/8/2012 No
CompetitiveLarkspur-Corte Madera SD, CACACA GO Bds Election of 2011, S12A$26,000,000.002/8/2012 No
CompetitiveMontgomery Co UD 2, TXTXWWSS Comb UT & Rev Bds, S12$1,810,000.002/9/2012 Yes
CompetitiveAttleboro, MAMAGO Muni Purp Ln, S12$1,480,000.002/9/2012 Yes
CompetitiveFrederick Co, MDMDGO Pub Fac Rfdg Bds, S12$88,845,000.002/9/2012 No
CompetitiveSouth Windsor, CT CTGO Bds, S12$2,000,000.002/9/2012 No
CompetitiveNorth Davis Swr Dist, UTUT Sewer Rev Rfdg Bds, S12$14,280,000.002/9/2012 No
CompetitiveWoodford Co SDFC, KYKY Sch Bldg Rev Rfdg Bds, S12A$15,655,000.002/9/2012 No
CompetitiveBoone Co SD Fin Corp, KYKYSch Bldg Rev Bds, S12$27,740,000.002/10/2012 No

Upcoming Events


Upcoming Events

Employee Search

  • Carl Giles
  • Managing Director
  • Capital Markets
  • 214.953.4000
  • Read Bio
  Search